AVP AML Compliance Officer (New York)


: $148,840.00 - $206,040.00 /year *

Employment Type

: Full-Time


: Executive Management

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Seeking an Assistant Vice President Compliance Officer with extensive knowledge of the BSA/Patriot Act and Financial Crime.Responsibilities Participate as an active member of the Firm's AML Compliance team Focus on improving the Firm's transaction monitoring program Support the on-going review of Firm's financial crime, risk management framework (including anti-money laundering counter terrorist financing), sanctions, fraud and anti-bribery and corruption Assist in developing and enhancing compliance processes and procedures as neededRequirements Experience working in broker-dealer compliance BS or BA from an accredited university 2+ years' work experience in AML Compliance 4+ years' work experience in Financial Crime Regulations Thorough knowledge of BSA/Patriot Act and financial crime regulations Understanding of the FINRA rules and relevant regulations, and the ability to apply this knowledge in a commercial environment Experience with transaction reporting surveillance Understanding of wash trade, spoofing, pump & dump scenarios and analysis thereof Superior mathematical skill able to work with formulas Superior written and verbal skills in order to communicate effectively Computer literacy; experience with Microsoft Office Suite Law degree or pursuit thereof is a plus
Associated topics: attorney, business, company, compliance, corporate, court, courtroom, legal, legal department, market * The salary listed in the header is an estimate based on salary data for similar jobs in the same area. Salary or compensation data found in the job description is accurate.

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