• JP Morgan Chase
  • $185,380.00 -185,380.00/year*
  • Spring Valley , NY
  • Legal
  • Full-Time
  • 124 Maple Ave

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.6 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com. The J.P. Morgan Compliance Department is seeking an experienced compliance professional to join the Volcker Compliance team providing advice in Volcker Regulations and coverage for global trading and funds businesses and their business-aligned Compliance teams. The Volcker Compliance team is a Firmwide team responsible for supporting all businesses by developing, implementing and enforcing programs to comply with the Volcker Rule. The candidate will: Provide real-time advice to business management and staff on regulatory and compliance issues involving Volcker Rule requirements; Monitor regulatory developments and participate in industry groups; Develop, implement and enforce programs applicable to funds to comply with the Volcker Rule ; Review, draft and implement compliance policies and procedures, as necessary; Conduct compliance training; Assist in responding to regulatory inquiries and interactions with the joint Volcker agencies; Coordinate globally with Legal and Compliance colleagues and members of other control groups (including Operations, Finance, Risk and Audit) on preventing and detecting Volcker Rule violations and promoting a culture of compliance; Perform monitoring of compliance with applicable Volcker policies and procedures; and Assist in Volcker Compliance firmwide programs such as RCSA, CRA, and CEO Attestation. Qualifications: 4+ years legal practice or compliance experience in the trading, funds and pooled vehicles area Strong analytical skills and judgment Ability to interpret complex statutes and regulations and produce clear, practical guidance Strong interpersonal skills Excellent verbal and written communication skills Familiarity and/or experience with the Volcker Rule. knowledge of the Investment Company Act of 1940 and Investment Advisers Act of 1940 Related experience (e.g.,derivatives regulation, securities regulation, SEC and CFTC rules) preferred Not ready to apply? Leave your information with us and we will keep you up to date with new career opportunities. Any information you provide is confidential and will only be viewed by our recruiters in an effort to fill open positions. In addition, the information you provide is subject to our privacy policy practices. Please note that J.P. Morgan will not accept unsolicited approaches or speculative CVs, nor will J.P. Morgan be responsible for any related fees, from Third Party Firms who are not preferred suppliers. The firm invites all interested and qualified candidates to apply for employment opportunities. Need disability related assistance? If you are a US or Canadian applicant with a disability who is unable to use our online tools to search and apply for jobs, please click here.
Associated topics: attorney, attorney corporate, business, company, compliance department, corporate attorney, court, courtroom, lawyer, legal department

* The salary listed in the header is an estimate based on salary data for similar jobs in the same area. Salary or compensation data found in the job description is accurate.

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