- Green Key Resources
- $152,540.00 - 152,540.00 / Year *
- 17 Echo Ln
- Greenwich, CT 06830
* The salary listed in the header is an estimate based on salary data for similar jobs in the same area. Salary or compensation data found in the job description is accurate.
Job description: Evaluate marketing materials across an array of investment strategies Proactively audit processes, practices and documents to identify discrepancies Ensure compliance with regulations and internal policies Deliver guidance to the business on advertising and performance Possess and promote knowledge of an asset manager s compliance culture and department roles Maintain relevant industry and regulatory knowledge Offer training to relevant staff on certain compliance policies and procedures Qualifications: Bachelor's degree 3-5 years minimum experience reviewing marketing material, preferably with an Investment Adviser or Broker/Dealer 37374
Associated topics: attorney corporate, business, corporate attorney, court, courtroom, internal, lawyer, legal, legal affairs, llp