• Flow Traders
  • $165,260.00 -165,260.00/year*
  • Spring Valley , NY
  • Legal
  • Full-Time
  • 124 Maple Ave

Flow Traders is looking for an experienced Compliance Officer to join our growing APAC team. As a Compliance Officer you are in charge of strategic planning, tactical action and operational decision-making to fulfill the mission of the Compliance department in line with the global mission of Flow Traders.

What you will do

  • Assess impact of global regulatory and market structure changes
  • Develop and implement internal compliance policies and procedures
  • Provide real-time advisory support to the businesses on trading-related regulatory matters
  • Post-trade surveillance to comply with regulations in various jurisdictions
  • Develop and implement trade surveillance program with a focus on equities and futures trading strategies
  • Perform monitoring on staff personal account transactions
  • What you will need to succeed

    We are looking for an ambitious Compliance Officer with at least 3 years of experience, gained working in a dynamic, fast-paced environment with experience in a similar industry preferably. You have the ability to communicate (both written and spoken) in English in order to liaise with global stakeholders.

  • Relevant Bachelor s degree
  • Excellent working knowledge and understanding of SFC and various APAC exchange rules
  • Knowledge of trade surveillance system (preferably NASDAQ s SMARTS) is beneficial
  • Effective organizational skills including the ability to prioritize between multiple tasks and deadlines
  • Proficient in Microsoft Excel, VBA and SQL
  • Strong communication and interpersonal skills, analytical and problem-solving mentality
  • Recruitment Process

  • CV Screening
  • HR Interview
  • Interview with Compliance Team
  • Interview with Hong Kong Managing Director
  • We Offer:

    Flow Traders offers you an exciting job within the most dynamic environment. We like to think that talent grows at Flow and stays at Flow. To ensure this, we provide our employees with a great, non-hierarchical working environment with many opportunities and fantastic perks, such as:

  • Competitive salary and annual discretionary bonus;
  • Flow Academy for continuous learning;
  • In-house lounge with a bar, pool table and console games;
  • Catered breakfast and lunch with healthy snacks and drinks available throughout the day;
  • In-house hairdresser and massage therapist;
  • Personal trainers running boot camps twice a week and subsidized gym membership;
  • Annual company trip and events;
  • And much more

  • Associated topics: attorney, attorney corporate, company, compliance department, corporate, counsel, courtroom, lawyer, legal department, llp

    * The salary listed in the header is an estimate based on salary data for similar jobs in the same area. Salary or compensation data found in the job description is accurate.

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