• eFinancial Careers
  • $157,450.00 -157,450.00/year*
  • Boston , MA
  • Legal
  • Full-Time
  • 2 Joy St

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By joining Eaton Vance, you ll become part of a company that has one of the best employee retention rates in the financial services industry. We offer competitive salaries, generous benefits, and tremendous opportunities for growth and development. If you do not see a position that fits your career objectives, please return to this site in the future as our hiring needs will change. We look forward to your becoming a part of our continued success!


Seeking an experienced compliance professional to join Eaton Vance s advertising compliance team. Candidate will be responsible for reviewing marketing material for retail and institutional distribution channels.

Keys to success in this role include the ability to handle multiple tasks simultaneously, maintain strong organizational skills, demonstrate proactivity, provide accurate and direct practical advice in a timely fashion, and possess strong communication skills (both written and verbal).


  • Primary responsibility is to review marketing and advertising material for Eaton Vance business lines to ensure compliance with regulatory requirements.
  • Analyze the effect of product changes on sales and advertising materials and communicate to Eaton Vance business units.
  • Provide guidance to business units related to advertising rules and regulations including use of social media.
  • Review and update advertising compliance-related policies and procedures.
  • Monitor compliance and stay abreast of FINRA/SEC advertising regulations and assess the impact to sales literature.
  • Promote a culture of teamwork and collaboration across the compliance department.
  • Embrace and actively demonstrate the values and culture of Eaton Vance: Integrity; Teamwork; Creativity/Adaptability; Professionalism; Client Focus; Excellence.
  • Collaborate on compliance team projects as necessary.


  • Familiar with Investment Advisors Act (Rule 206(4)-1 and relevant no-action letters, GIPS advertising guidelines, 40 Act fund regulation, FINRA advertising rules (2210) and SEC Advertising Rules (i.e. 482, 34b-1).
  • Excellent oral and written communications skills, organizational and time management skills, ability to collaborate with marketing and product groups.
  • Ability to work independently but also in a group setting, multitask and prioritize projects.
  • The ability to interact with and influence business associates at various levels.

Job Requirements:

  • Bachelor s degree required.
  • Series 7 preferred. Series 7 and 24 must be obtained within 6 months of employment.
  • Minimum 5+ year s industry experience.
  • Product knowledge: open-end funds, closed-end funds, separately managed accounts, offshore funds. Exchange-traded fund and private placement experience is a plus.

This policy applies to Eaton Vance Corp. and all subsidiary companies (the Company ).

The Company is an equal opportunity employer and is committed to providing a work environment that is free of discrimination and harassment. It does not discriminate against applicants or employees with respect to any terms or conditions of employment on account of race, color, religion, creed, national origin, ancestry, sex, sexual orientation, age, pregnancy, parenthood, physical or mental disability (actual or perceived), medical condition including genetic characteristics, marital status, citizenship status, military service, gender, gender identity or expression, registered domestic partner status, domestic violence victim status, status with regard to public assistance, or any other characteristic protected by applicable federal, state or local laws. Eaton Vance also prohibits discrimination based on the perception that a person has any of those characteristics or is associated with a person who has or is perceived as having any of those characteristics. This commitment applies to all persons involved in the operations of the Company, and prohibits unlawful discrimination by any employee of the Company, including supervisors and co-workers. All employment decisions shall be consistent with the principles of equal employment opportunity.

The information on this Web site is for U.S. residents only. The information on this Web site does not constitute an offer to sell, or a solicitation of an offer to purchase, securities in any jurisdiction to any person to whom it is not lawful to make such an offer. Eaton Vance does not provide tax or legal advice. Prospective investors should consult with a tax or legal advisor before making any investment decision. Eaton Vance Management. All rights reserved. Two International Place, Boston, MA 02110

Associated topics: attorney, business, compliance, compliance department, courtroom, internal, lawyer, legal department, llp, market

* The salary listed in the header is an estimate based on salary data for similar jobs in the same area. Salary or compensation data found in the job description is accurate.

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