ACA Compliance Group (ACA) is a leading provider of governance, risk, and compliance advisory services and technology solutions. We partner with our clients to help them mitigate the regulatory, operational, and reputational risks associated with their business functions. Our clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, broker-dealers, and domestic and international banks. ACA is based in New York City and has offices in London, Hong Kong, Malta, and other U.S. cities.
Planning and executing engagements involving any of the following: issue or MRA remediation, risk and control self assessments (RCSA), compliance or risk management program development and execution, control assurance testing, and fiduciary audit.
Managing projects to ensure deadlines and budget expectations are met.
Assisting with developing white papers, risk alerts, or other thought leadership materials.
Participating and sometimes leading discussions with clients or prospects to identify issues and propose solutions
Candidates must have 3-5 years experience providing trust administration testing/monitoring services to banks or bank divisions engaged in trust, custody, or investment management activities.
Regulatory experience as an asset management examiner is a plus. Direct experience dealing with the OCC, FDIC or Fed examiners is also a plus.