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Head of AML Compliance, BBH Funds
At Brown Brothers Harriman, we believe no job is too big or small for any of us to handle if it helps our clients. We value passionate, committed people who enjoy collaborating with others to find new solutions to complex business challenges. We are looking for the type of person who speaks their mind, truly listens and steps outside their role to add value wherever they can. Someone who is driven to get things done and views obstacles as an exciting challenge that demands a creative solution. Above all, we seek someone who takes great pride in their work and is inspired and motivated by their role in protecting and enhancing our client?s financial well-being.
If you are looking for an entrepreneurial environment where you can learn and thrive, Brown Brothers Harriman is the right place for you
Join us as a Head of AML Compliance, BBH Funds
Brown Brothers Harriman is currently recruiting a Head of AML Compliance, BBH Funds to join our AML Compliance team. In this role you will provide AML and sanctions-related support and advisory services to BBH's public and private funds. The role will be the designated AML Officer for the BBH Funds (?40 Act Mutual Funds), BBH Investments, LLC (the Firm?s limited purpose broker dealer) and Cayman Islands Unit Trusts. This position will also serve as the Investment Management line of business subject matter expert and primary liaison with the Global Financial Crimes Compliance Department.
Some of your key responsibilities include:
AML & Sanctions Advisory?
? Lead the AML Program for the BBH Funds and BBH Investments, LLC (?BBHI?)
? Provide AML and Sanctions-related advisory services to BBH?s public and private funds and BBHI
? Participate in Fund and BBHI board meetings
? Conduct AML-related due diligence on the transfer agent and distributor of the funds
? Update policies and procedures to ensure they are consistent with applicable laws and regulations
? Assist other parts of AML Compliance if questions arise regarding activities of the Funds or employees in BBH?s Mutual Funds?
? Assess the funds? KYC, Sanctions and SAR monitoring process as it relates to the funds and the investors in the funds
? Conduct AML/Sanctions risk assessments of the portfolio of entities Advisory?
? Responsible for providing reports /metrics to the Sr. AML Officer, LOB partner, oversight committees and board of directors.
? 7-10+ years of relevant AML compliance and/or investment advisory compliance; in house experience at a 40 Act asset manager preferred but not required
? Experience with both private and public funds a plus
? Must have in-depth knowledge of the BSA/Patriot Act, OFAC regulations and SEC Investment Company Act of 1940, and Investment Advisers Act of 1940
? Must have working knowledge of AML/sanctions issues or EU regulations relating to UCITS funds
? Experience with portfolio management systems and/or compliance monitoring systems for use in monitoring and reporting account activity
What We Offer:
? A collaborative environment that enables you to step outside your role to add value wherever you can
? Direct access to clients, information and experts across all business areas around the world
? Opportunities to grow your expertise, take on new challenges, and reinvent yourself?without leaving the firm
? A culture of inclusion that values each employee?s unique perspective
? High-quality benefits program emphasizing good health, financial security, and peace of mind
? Rewarding work with the flexibility to enjoy personal and family experiences at every career stage
? Volunteer opportunities to give back to your community and help transform the lives of others?
#LIPOSTWe are an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, gender, national origin, age, genetic information, creed, marital status, sexual orientation, gender identity, disability status, protected veteran status, or any other protected status under federal, state or local law.Full timeNew York
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