Senior Compliance Manager, Portfolio Management & Trade Compliance - New York
Compensation: $165,260.00 - $165,260.00 /year *
Employment Type: Full-Time
Industry: Financial Services - Banking/Investment/Finance
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Functional Area:CP - Compliance Estimated Travel Percentage (%): Up to 25% Relocation Provided: No AIG GLOBAL ASSET MANAGEMENT HOLDINGS CORP American International Group Position: Senior Compliance Manager, Portfolio Management & Trade Compliance Location: New York, NY Position Summary: An opportunity for a seasoned professional to join the Global Portfolio Management & Trade Compliance team as a strategic coordinator. The team?s focus is to safeguard the management of client assets by controlling and effectively mitigating portfolio risk by coding and monitoring investment restrictions. As a senior member of the team you would serve as a key interface to the CIO and Portfolio Management teams across multiple asset classes. The ideal candidate will have extensive regulatory asset management experience with focus on management of US domiciled insurance companies. Responsibilities: Review of IMA investment guidelines, and state insurance investment regulatory requirements Code, test and implement investment restrictions in Bloomberg AIM Perform ad-hoc/quarterly controls review specifically for the General Account mandates Interact/partner with CIO, Portfolio Management teams, and Legal in managing client assets in compliance with investment restrictions, including coordinating on interpretive issues Implement solutions to challenges and issues that are raised by stakeholders across the business Review and update policies and procedures governing the investment restrictions/ guidelines process Serve as a strategic partner with other control function teams throughout the firm (Legal, SOX/audit, Investment Accounting, Technology, Operations, and Risk) to advance the control framework Scoping and leading on special projects and ad hoc assignments Position Requirements: Minimum of four years of experience in guideline monitoring using Bloomberg AIM, Charles River, Sentinel or a similar order management and compliance monitoring system Bloomberg CMGR, VMGR, TSCF, MAV experience is a plus Fixed income compliance experience is required, and exposure to derivatives, mortgage loans, real estate, private placement, hedge fund, private equity is a plus Working knowledge of the Investment Advisers Act of 1940 and Investment Company Act of 1940 and federal regulations.State insurance investment regulation is a plus Exposure to MicroStrategy, SharePoint, Appian, and Clearwater is a plus Ability to communicate effectively Strong work ethic with great attention to detail Must demonstrate ability to work independently as well as part of team Bachelor?s degree strongly preferred It has been and will continue to be the policy of American International Group, Inc., its subsidiaries and affiliates to be an Equal Opportunity Employer. We provide equal opportunity to all qualified individuals regardless of race, color, religion, age, gender, gender expression, national origin, veteran status, disability or any other legally protected categories. At AIG, we believe that diversity and inclusion are critical to our future and our mission ? creating a foundation for a creative workplace that leads to innovation, growth, and profitability. Through a wide variety of programs and initiatives, we invest in each employee, seeking to ensure that our people are not only respected as individuals, but also truly valued for their unique perspectives.
Associated topics: attorney, compliance, corporate, counsel, court, courtroom, internal, legal, llp, market
* The salary listed in the header is an estimate based on salary data for similar jobs in the same area. Salary or compensation data found in the job description is accurate.
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